-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NWpw2RHzWFVl4cIRrhL/uCkOBvi5+hRCHjSpNEYqx1HKzf4ay5TeKb3jwDRKT6Ez fS4c26YfXZ4YFuHFe6WIVg== 0001193125-06-028314.txt : 20060213 0001193125-06-028314.hdr.sgml : 20060213 20060213124504 ACCESSION NUMBER: 0001193125-06-028314 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060213 DATE AS OF CHANGE: 20060213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMBASSADORS INTERNATIONAL INC CENTRAL INDEX KEY: 0000946842 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 911688605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44561 FILM NUMBER: 06602010 BUSINESS ADDRESS: STREET 1: 1071 CAMELBACK STREET 2: STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949.759.5900 MAIL ADDRESS: STREET 1: 1071 CAMELBACK STREET 2: STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UEBERROTH JOHN A CENTRAL INDEX KEY: 0001007911 IRS NUMBER: 910827798 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1071 CAMELBACK ST CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9497595900 MAIL ADDRESS: STREET 1: AMBASSADORS PERFORMANCE GROUP INC STREET 2: 1071 CAMELBACK ST CITY: NEWPORT BEACH STATE: CA ZIP: 92660 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 5 Schedule 13G Amendment No. 5

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 5)*

 

 

 

AMBASSADORS INTERNATIONAL, INC.


(Name of Issuer)

 

COMMON STOCK


(Title of Class of Securities)

 

 

023178-10-6


                                    (CUSIP Number)                                    

 

DECEMBER 31, 2005


(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

x Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 023178-10-6                                                         SCHEDULE 13G

 

  1  

NAME OF REPORTING PERSONS/

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

            JOHN A. UEBERROTH

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  ¨

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            UNITED STATES

   

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

 

  5    SOLE VOTING POWER

 

                634,270 1

 

  6    SHARED VOTING POWER

 

                0

 

  7    SOLE DISPOSITIVE POWER

 

                634,270 1

 

  8    SHARED DISPOSITIVE POWER

 

                0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            634,270 1

   
10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) 2

 

x

   
11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            6.0% 3

   
12  

TYPE OF REPORTING PERSON (See Instructions)

 

            IN

   

 

1 Consists of 544,270 shares of common stock and options to purchase 90,000 shares of common stock all of which are fully vested and exercisable.
2 Excludes 25,000 shares held by The John and Gail Ueberroth Family Foundation, a 501(c)3 nonprofit entity, for which Mr. Ueberroth has shared voting and dispositive power. Mr. Ueberroth disclaims beneficial ownership of these shares.
3 Based upon 10,515,273 shares of common stock of the Issuer outstanding as of December 31, 2005.

 

 

Page 2 of 4 pages


Item 1.

 

(a)

  

Name of Issuer:

 

AMBASSADORS INTERNATIONAL, INC.

 

         
   

(b)

  

Address of Issuer’s Principal Executive Offices:

 

1071 CAMELBACK STREET

NEWPORT BEACH, CA 92660

 

         

Item 2.

 

(a)

  

Name of Person Filing:

 

JOHN A. UEBERROTH

 

         
   

(b)

  

Address of Principal Business Office:

 

1071 CAMELBACK STREET

NEWPORT BEACH, CA 92660

 

         
   

(c)

  

Citizenship:

 

UNITED STATES

 

         
   

(d)

  

Title of Class of Securities:

 

COMMON STOCK

 

         
   

(e)

  

CUSIP Number:

 

023178-10-6

 

         

Item 3.

 

Statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c):

 

NOT APPLICABLE

 

    

Item 4.

 

Ownership.

 

              
    (a)   

Amount beneficially owned:

 

634,270 1

 

         
    (b)   

Percent of class:

 

6.0% 3

 

         
    (c)   

Number of shares as to which the person has:

 

         
         (i)   

Sole power to vote or to direct the vote:

 

634,270 1

 

         
         (ii)   

Shared power to vote or to direct the vote:

 

0

 

         
         (iii)   

Sole power to dispose or to direct the disposition:

 

634,270 1

 

         
         (iv)   

Shared power to dispose or to direct the disposition:

 

0

 

         

Item 5.

 

Ownership of Five Percent or Less of a Class:

 

NOT APPLICABLE

         

Item 6.

 

Ownership of More Than Five Percent on Behalf of Another Person:

 

NOT APPLICABLE

         

Item 7.

 

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

 

NOT APPLICABLE

    

Item 8.

 

Identification and Classification of Members of the Group:

 

NOT APPLICABLE

         

Item 9.

 

Notice of Dissolution of Group.

 

NOT APPLICABLE

         

Item 10.

 

Certification.

 

NOT APPLICABLE

         

 

Page 3 of 4 pages


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 13, 2006   

/s/ John A. Ueberroth


     JOHN A. UEBERROTH

 

Page 4 of 4 pages

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